FSCA Compliance

Disclosure Notice

Anza Capital is a Juristic Representative of FyreFem Fund Managers, a registered FSP (license 49359). Anza Fund Manager is a registered FSP (license 53884).

Anza Fund Manager is a member of the South African Venture Capital Association (“SAVCA”) and Anza Capital a member of the African Venture Capital Association (AVCA).

A copy of the license is available upon request. The FSP has a number of representatives under supervision. Please go to www.fsca.co.za for more detail. 

Where applicable all information will be kept by the FSP on a confidential basis and will not be made available to third parties by the FSP unless so authorised by the client beforehand or if the FSP is required to divulge such information in the public interest or under any law.

Potential conflicts of interest are inherent in any business and therefore it is not the aim of the FSP to avoid all conflicts but rather to take steps to identify and manage conflicts of interest to ensure that our clients are not unduly prejudiced. The FSP has a conflict of interest policy and register in place which can be viewed upon request.

The FSP holds professional indemnity insurance.

Financial Intelligence Centre Act

In terms of the Financial Intelligence Centre Act (FICA) providers of financial services are obliged under certain circumstances to obtain client information and to report certain financial transactions.

 

Complaints

Anza has a complaints resolution process and will reply to any written complaint. A copy of the complaints process is available upon request. Complaints may be lodged on the contact sheet below or addressed to (enter email address). If you are dissatisfied with the response, you may refer your complaint to Anza’S FM’s Compliance Officer, or if you are still dissatisfied with your response, to the Office of the Ombud for Financial Services Providers, at info@faisombud.co.za or telephone number 0860 324 766. The Ombud has been created to provide you with a redress mechanism for any inappropriate financial advice that you feel may have been given to you by a financial services provider.

 

Compliance Office

Jan Scholtz – Compli-Serve Group
Website: www.compliserve.co.za

 

Contact Details of the FAIS Ombud

PO Box 74571, Lynwood Ridge, 0040,

Phone: 012 348 3447

Email: info@faisombud.co.za

Website: www.faisombud.co.za